Systems and Controls

RegTechPRO helps your firm establish and maintain effective systems and controls, ensuring compliance with key regulatory requirements. The platform supports the management of Senior Management Arrangements, Systems and Controls (SYSC), covering general organisational requirements, employees, agents, and other relevant persons. It also enables streamlined processes for compliance, internal audit, financial crime prevention, and risk control, ensuring a robust and well-organised framework.

With tools to monitor outsourcing arrangements, record-keeping practices, and conflicts of interest, RegTechPRO keeps your systems and controls aligned with regulatory expectations. Its calendar-based scheduler, policy templates, guidance manuals, and regulatory news feed ensure your firm stays informed and proactive. Designed by compliance experts, the platform simplifies administration, enhances governance, and strengthens your operational resilience.

Contact us today to see how RegTechPRO can transform your systems and controls framework.