RegTechPRO simplifies your firm’s compliance with the SM&CR framework, ensuring all key requirements are effectively managed. The platform helps you track and enforce conduct rules, maintain up-to-date Statement of Responsibilities documents, and issue certificates for Certified Regime staff. It also streamlines the Fit and Proper character declarations and due diligence process, ensuring your firm meets regulatory expectations.

With tools to manage SM&CR obligations, a calendar-based scheduler for tracking reviews and deadlines, policy templates, guidance manuals, and a regulatory news feed, RegTechPRO keeps your firm proactive and organised. Designed by compliance experts, it reduces administrative burdens and strengthens your firm’s governance framework.

Contact us today to see how RegTechPRO can transform your SM&CR compliance processes.