Conflicts of Interest
RegTechPRO helps your firm effectively manage conflicts of interest, ensuring transparency and compliance at every stage. The platform allows you to log detailed information about conflicts, assess their impact, and implement mitigation measures to address potential risks. You can track relationship statuses, evaluate the likelihood of conflicts recurring, and maintain a clear record of actions taken to manage them.
You can remain proactive and informed with features like a calendar-based scheduler for tracking reviews and updates, policy templates, guidance manuals, and a regulatory news feed. Designed by FCA compliance experts, the platform simplifies conflict management, reduces administrative burdens, and helps you maintain trust and integrity.
Book a demo today to see how RegTechPRO can streamline conflicts of interest management for your firm.