30+ Compliance Modules
—
Compliance Policies & Manuals
—
Horizon Scanning
—
Rule by Rule Guidance
—
Bank-Grade Encryption
—
AI Compliance Assistant
—
30+ Compliance Modules — Compliance Policies & Manuals — Horizon Scanning — Rule by Rule Guidance — Bank-Grade Encryption — AI Compliance Assistant —
Your AI Copilot for FCA Compliance Certainty
From Financial Promotions and Consumer Duty to GDPR and AML, the RegTechPRO Compliance Platform help your firm stay compliant and prove it with ease.
Book a Demo below + Get Free Trial Voucher + FREE 150 point Healthcheck (worth £75) - HURRY, LIMITED TO NEXT 20 CUSTOMERS!
Stay compliant with RegTechPRO:
Money Laundering Regulations (MLRs, 2017)
Breach Management
Complaints Management
Compliance Monitoring / Audit
Consumer Duty
General Data Protection Regulations (GDPR, 2018)
Fair Value Assessments
Financial Promotions
Gifts & Entertainment
Risk Management
Client Money and Assets
Senior Managers & Certification Regime (SM&CR)
Vulnerable Customers
Capital Adequacy
FCA Handbook Compliance (COBS, ICOBS, CONC, SYSC, DISP, FIT, etc.)
Payment Services Regulations (PSRs, 2017)
+ Many More!
Don't roll the dice on compliance
Many firms rely on "dumb luck," overlooking granular rules and risking sudden scrutiny—like the 1,456 authorisation cancellations last year. Without the right tools, you're wasting hours on manual tasks and exposing your firm to compliance gaps.
Our Bridge to Confidence
RegTechPRO automates it all with one subscription: AI support, expert modules mapped to each and every rule to keep you on track, and audit-proof records—lightening your FCA, AML, and GDPR load.
Could your firm survive these fines?
Risk £10K+ losses per breach—like these recently fined firms. Crippling penalties drain profits, ruin reputations, and halt growth as regulators strike. Don't let gaps become your nightmare.
Barclays Bank: £42M fine (July 2025) for weak financial crime handling
Monzo Bank Ltd: £21M fine (July 2025) for poor anti-crime systems (2018-2022)
Sigma Broking Limited: £1.087M fine (August 2025) for inaccurate transaction reports over 5 years
CB Payments Limited: £3.5M fine (July 2024) for regulatory breaches
Arian Financial LLP: £289K fine (2025) for ineffective controls in cum-ex trading
Turn the gamble into certainty
One subscription handles all daily compliance tasks, easing the burdens of FCA, AML, and GDPR for your firm.
“As a newly authorised firm, RegTechPRO has been a godsend for us - it makes compliance so much easier and we can concentrate on growing our business knowing that we’re on top of our compliance’
Joanna Bean, Director - Green Money
Have Questions?
Book a Demo to discuss your needs
Book a Demo below + Get Free Trial Voucher + FREE 150 point Healthcheck (worth £75) - HURRY, LIMITED TO NEXT 20 CUSTOMERS!