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RegTechPRO - FCA Compliance Platform

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Professional woman working

Essentials

Perfect for getting started

Free

Per user • 1 Workflow

Create Free Account

What's Included

  • Compliance Hub Task Manager
  • Compliance Calendar
  • Compliance Kanban Board
  • CSV Export
Core Modules
Breach Register Call Monitoring Complaints Conflicts of Interest Risk Register
MOST POPULAR 2 MONTHS FREE
Professional businessman

PRO

Includes free trial • Min 12-month subscription

£1,800 £150 / month

Per user (1-3 users linked)

Start Free Trial

Everything in Essentials, plus:

  • Anna — AI Compliance Assistant
  • Firm / AR Due Diligence
  • Horizon Scanning
  • Full MI Dashboard
  • All store templates included
  • 2 Workflows
Data Protection
PECR GDPR Info Security Cyber Security IT Security PCI Confidentiality Consent
Financial Crime
Anti-Bribery PEPs Sanctions Fraud AML MLRO Report
FCA Compliance
Consumer Duty Vulnerable Customers SM&CR COBS ICOBS FPCOBS CONC DISP MIFIDPRU CASS Financial Promotions Fair Value PSRs 2017 ISO 37301
BEST VALUE 2 MONTHS FREE
Team collaboration

TeamsPRO

Includes free trial • Min 12-month subscription

£6,600 £550 / month

Unlimited users (4+ users linked)

Start Free Trial

Everything in PRO, plus:

  • Unlimited Users
  • Unlimited Workflows
  • Dedicated Account Manager
  • Priority Support
  • All 30+ compliance modules
  • Custom Onboarding
Features
EssentialsFree
PROFrom £150/mo
TeamsPROFrom £550/mo
Platform Features
Users11-3Unlimited
Workflows12Unlimited
Task Manager
Compliance Calendar
Kanban Board
CSV Export
Anna — AI Compliance Assistant—
Firm / AR Due Diligence—
Horizon Scanning—
Full MI Dashboard—
All Store Templates—
Dedicated Account Manager——
Priority Support——
Custom Onboarding——
Core Modules
Breach Register
Call Monitoring Assessments
Complaints Register
Conflicts of Interest Register
Risk Register
Data Protection Modules
PECR—
Information Security—
GDPR—
Cyber Security—
IT Security—
PCI Compliance—
Confidentiality—
Consent—
Financial Crime Modules
Anti-Bribery & Corruption—
PEPs—
Sanctions—
Fraud—
Anti-Money Laundering—
MLRO Report—
FCA Compliance Modules
Vulnerable Customers—
Systems & Controls—
Suitability Reports—
SM&CR People Management—
SM&CR Reviews—
Product Assessment—
Fair Value Assessment—
Payment Services (PSRs 2017)—
MIFIDPRU Capital Adequacy—
COBS—
Threshold Conditions Audit—
ICOBS—
FPCOBS—
Financial Promotions—
DISP—
Consumer Duty—
CONC—
ISO 37301—
CASS—
FCA Application Tracker—
Compliance Monitoring—
Compliance Attestations—
No setup fees
7-day free trial
UK-based support
GDPR compliant
FCA fines surged 337% in 2024

Smarter Compliance
Starts Here

As the regulatory landscape evolves, RegTechPRO helps you stay ahead with intuitive tools that simplify FCA compliance and provide clear, auditable proof for your organisation.

Request a Demo View Pricing
Features
RegTechPRO Platform
× RegTechPRO Platform

Why choose RegTechPRO?

Our future-ready compliance solutions deliver powerful results.

Learn More

30+ Compliance Modules

Comprehensive FCA, Data Protection & Financial Crime coverage

5-Minute Setup

Sign-up > Log in > Get started instantly

Horizon Scanning

FCA, Financial Crime and Data Protection updates in one place

Expert-Designed

Built by compliance professionals with one clear goal - to make your life easier

Trusted by UK-regulated firms
MDRB Wealth
Fenchurch
Arcan Insurance
Green Money
MTM Funeral Plans
Squared

Don't roll the dice on FCA compliance

Many firms rely on "dumb luck," overlooking granular rules and risking sudden scrutiny. Without the right tools, you're wasting hours on manual tasks and exposing your firm to compliance gaps.

Our Bridge to Confidence

RegTechPRO automates it all with one subscription: AI support, expert modules mapped to each and every rule to keep you on track, and audit-proof records — lightening your FCA, AML, and GDPR load.

Don't roll the dice on compliance
Platform Features

Built for Compliance Professionals

Manage, monitor, and master regulatory requirements in one powerful platform.

Complete Solution

Comprehensive Compliance Management

Navigate the complex regulatory landscape with confidence. Our platform covers FCA, AML, and Data Protection compliance in one unified system.

  • Real-time regulatory updates
  • Automated workflow orchestration
  • Built-in compliance expertise
  • Audit-ready documentation
Compliance Overview
100%
Compliant
FCA
AML
GDPR
✓
FCA
✓
AML
✓
GDPR
Full Coverage

Regulatory Coverage

Comprehensive compliance across FCA conduct rules, financial crime prevention, and data protection frameworks.

FCA Conduct & Consumer Duty
✓
AML Financial Crime
✓
GDPR Data Protection
✓
AI Powered

Meet Anna

Your 24/7 AI compliance companion. Instant support so you're never left hanging.

Anna AI Chat Interface
Bank-Level Protection

Enterprise Security

Your compliance data protected by the same standards used by leading global financial institutions.

Compliant
AES-256
SOC 2
TLS 1.3
UK Data
GDPR
PCI DSS
ISO 27001
Workflow Engine

Task Management

Never miss a deadline. Automated reminders, Approval processes, and progress tracking across your entire compliance workflow.

  • Automated deadline reminders
  • Intuitive workload management
  • Progress tracking & reporting
Task Management Interface
Version Controlled

Document Library

Centralised repository for all compliance documentation. Version history, audit trails, and instant access to the FULL suite of documents sold in our online store.

📋
AML Policy v2.4 • Updated today
✓
📄
Consumer Duty v1.8 • 3 days ago
✓
📑
GDPR Register v3.1 • 1 week ago
✓
Horizon Scanning Interface
391 Articles
30 New Today
🔔
82 High Priority
Real-Time Updates

Integrated Horizon Scanning

Stay 'in-the-know' with FCA, financial crime & data protection updates. Filter, search, and build your watchlist.

Due Diligence Hub

Onboarding

Streamlined due diligence workflows for firms, appointed representatives, and individuals. Complete verification trails with full audit history.

  • Firm Due Diligence
  • AR Due Diligence
  • SM&CR Due Diligence
  • Fit & Proper Declarations
Firm DD Due Diligence
AR DD Network Oversight
SM&CR Senior Managers
Fit & Proper Declarations
Never Miss a Deadline

Compliance Calendar

Visualise deadlines, submissions, and reviews at a glance, all while linking to your outlook/gmail/other calendar - so you dont even need to access RegTechPRO to see whats happening.

Compliance Calendar
Built-In Expertise

Regulatory Guidance

Every module includes detailed guidance explaining what needs to be done and why. Clear, actionable instructions mapped to FCA rules.

Data Protection
AML Requirements
FCA Conduct Rules
💡 Rule-by-rule explanations included
Visual Workflow

Kanban Board

Intuitive drag-and-drop task management. Visualise your compliance workflow and track progress across stages.

Open 12 tasks
Complete 34 tasks
Kanban Board
Real-Time Analytics

MI Dashboard

Transform compliance data into actionable insights. Interactive charts, KPI tracking, trend analysis, and exportable reports — all in one powerful analytics hub.

  • Live compliance health metrics
  • Module-specific performance tracking
  • Exportable reports & visualisations
94% Compliance
↑ 12%
847 Tasks
2.4d Avg Time
↓ 18%
12 Overdue
MI Dashboard Analytics
2 Minute Overview

See RegTechPRO in Action

Watch how leading firms are transforming their FCA compliance workflow — from chaos to clarity in just minutes.

Full Platform Walkthrough
Quick 2-Min Watch
Real Compliance Scenarios
Start Free Today
Audit Ready
Always prepared
70% Faster
Compliance tasks
Who We Serve

Solutions for SME Firms

RegTechPRO brings organisation, centralisation, and efficiency to compliance teams across UK financial services.

Financial Advisers

Financial Advisers

Ensure consumer confidence with future-ready financial compliance software. From Consumer Duty to COBS, we've got you covered with expert modules designed specifically for UK-regulated advisory firms.

  • CASS Client Money Reviews
  • Financial Promotions Checklists + Register
  • MIFIDPRU Capital Adequacy Assessments
View Pricing
Compliance Consultants

Compliance Consultants

Scale your consultancy with RegTechPRO's multi-client management. Share logins with clients for full tranparency and deliver premium compliance services for every client.

  • Multi-client dashboard
  • White-label reporting
  • Scalable compliance delivery
View Pricing
Insurance Brokers

Insurance Brokers

Navigate ICOBS and insurance-specific FCA requirements with dedicated modules. Manage product governance, fair value assessments, and distribution compliance effortlessly.

  • ICOBS compliance modules
  • Product governance tracking
  • Fair value assessments
View Pricing
Wealth Managers

Wealth Managers

Comprehensive compliance for discretionary and advisory wealth management. From MiFID II to SMCR, maintain rigorous standards while focusing on client portfolio performance.

  • Investment suitability tracking
  • Best execution monitoring
  • SMCR people management
View Pricing
AR Networks

Appointed Representative Networks

Oversight and compliance management across your entire AR network. Monitor principal responsibilities, track AR compliance status, and maintain FCA reporting requirements centrally.

  • Network-wide compliance dashboard
  • AR onboarding workflows
  • Principal oversight reporting
View Pricing
Who We Work With

Designed for Your Role

Whether you're a solo compliance officer or managing a team, RegTechPRO adapts to your needs.

Compliance Officer

Compliance Officers

Providing a single, user-friendly system to monitor and manage all regulatory activity and evidence.

Compliance Solutions
Compliance Consultant

Compliance Consultants

Empowering consultants to deliver premium services at scale with white-label capabilities.

Consultant Solutions
Business Owner

Firm Principals

Complete oversight of your firm's compliance posture with MI dashboards and risk indicators.

Principal Solutions
Testimonials

Trusted by Compliance Professionals

Person working
Free Download

FREE 56-Page Consumer Duty Policy Template (Worth £150)

Get our professionally drafted Consumer Duty Policy template — the same document we sell in our store for £150. Ready to customise for your firm and demonstrate FCA compliance.

Download Template

Start your compliance transformation today

Join UK-regulated firms who've already simplified their FCA compliance. Get started with a free Essentials account or book a personalised demo.

Book a Demo
30+
Compliance Modules
70%
Time Saved
5min
Setup Time
24/7
AI Support
Enterprise-grade security
SOC 2 Type II
GDPR Compliant
UK Based

Book a Demo

See RegTechPRO in action. Schedule a personalized walkthrough with our compliance experts and discover how we can transform your regulatory workflow.

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Email info@regtechpro.co.uk to discuss your needs
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Lighten the Load of FCA Compliance.

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Head Office: RegTechPRO Limited, Offices 1 - 7, 2 Wood Ridge Crescent, Cambridgeshire, PE19 6BG 

Company Registration Number: 10707766

@RegTechPRO 2024